Robert C. Meier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Christopher Meier, who also goes by Bob Meier, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - March 25, 2013
COWEN SECURITIES LLC
June 16, 2010 - October 11, 2011
GLEACHER & COMPANY SECURITIES, INC.
October 3, 2008 - August 23, 2010
BROADPOINT AMTECH, INC.
June 18, 2008 - October 13, 2008
GLEACHER & COMPANY SECURITIES, INC.
November 15, 2004 - June 17, 2008
COWEN AND COMPANY
January 12, 2004 - November 10, 2004
UBS CAPITAL MARKETS L.P.
January 25, 1996 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
June 27, 1994 - July 17, 1995
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/4/2005
Limited Representative-Equity Trader ExamCurrent Firm
COWEN SECURITIES LLC
CRD#: 23510 / SEC#: , 8-40487
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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