ML
Michael S. Lowenberg
MODERN CAPITAL MANAGEMENT, CO.
Miami, FL
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CRD#: 2505584
ML
Professional summary
Michael Scott Lowenberg is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Miami, Florida and WHITE MOUNTAIN CAPITAL, LLC located in Bay Harbor Islands, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. LOWENBERG IS AN OWNER AND TREASURER OF BONAVENTURE MANAGERS, LLC, WHICH IS THE GENERAL PARTNER OF BONAVENTURE INVESTMENTS, LP, AN INVESTMENT PARTNERSHIP WHICH COMMENCED 6/01. MR. LOWENBERG BECAME AN OWNER ON 1/19/06. BONAVENTURE MANAGERS IS LOCATED AT 9521 E Bay Harbor Dr, Unit 805, Bay Harbor Islands, FL. MR. LOWENBERG WILL DEVOTE 10% OF HIS TIME--APPROXIMATELY 15 HOURS PER MONTH--TO BONAVENTURE MANAGERS FINANCIAL BUSINESS. APPROXIMATELY HALF OF THESE HOURS WILL BE PERFORMED DURING TRADING HOURS. LOWENBERG IS ALSO A PORTFOLIO MANAGER FOR PROSPERA FUNDS' ETF. HE WILL DEVOTE APPROXIMATELY 3 HOURS A DAY DURING THE TRADING DAY TO THIS ACTIVITY. MR. LOWENBERG ALSO OBTAINED HIS INSURANCE LICENSE (LIFE, HEALTH, ANNUITY) IN 2007. HE WILL SELL APPOVED INSURANCE PRODUCTS ON AN AS-NEEDED BASIS. HE WILL DEVOTE LESS THAN 5% OF HIS TIME, APPROXIMATELY 2 HOURS PER MONTH, TO THESE ACTIVITIES. LOWENBERG IS SOLE OWNER OF RUMPOINT, INC, AN S-CORP THAT PROVIDES CONSULTING TO WHITE MOUNTAIN CAPITAL, LLC AND BONAVENTURE MANAGERS DURING THE COURSE OF DAILY BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Lowenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2022 - Present
MODERN CAPITAL MANAGEMENT, CO.
RIA
CRD#: 306631
Miami, FL
Current
November 4, 2004 - Present
WHITE MOUNTAIN CAPITAL, LLC
Office #1: 9521 East Bay Harbor Dr Unit 805, Bay Harbor Islands, FL 33154Office #2: 9521 East Bay Harbor Dr Unit 805, Bay Harbor Islands, FL 33154BD
CRD#: 104123
BAY HARBOR ISLANDS, FL
Past
January 13, 2022 - December 5, 2023
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
Bay Harbor Islands, FL
Past
September 1, 2021 - December 31, 2021
MODERN CAPITAL MANAGEMENT, CO.
RIA
CRD#: 306631
Greenwich, CT
Past
July 8, 2020 - December 31, 2021
MODERN CAPITAL ADVISORS, LLC
RIA
CRD#: 131117
Greenwich, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.
CRD#: 306631 / SEC#: 801-117876
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/28/2007)
RR
California(1/18/2007)
RR
Connecticut(11/16/2007)
RR
Florida(9/5/2007)
IAR
Florida(9/19/2022)
RR
New Hampshire(3/25/2008)
RR
New Jersey(11/4/2004)
RR
New York(9/2/2005)
IAR
New York(1/13/2022)
RR
North Carolina(11/3/2025)
RR
Oregon(1/3/2011)
RR
Pennsylvania(1/2/2008)
RR
Rhode Island(5/1/2008)
IAR
South Carolina(1/13/2022)
RR
South Carolina(11/3/2025)
RR
Texas(2/11/2011)
RR
Virginia(4/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 10/29/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.
CRD#: 306631 / SEC#: 801-117876
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mt Pleasant, SC
Mailing Address
Phone number
(843) 892-0244
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 100,752,195 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
