Peggy F. Frye

GLENAYR FAMILY ADVISORS LLC

Brightwood, VA

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CRD#: 2505498

Professional summary

Peggy F Frye, CFP®, who also goes by Peggy F Roma, is a registered financial advisor currently at GLENAYR FAMILY ADVISORS LLC located in Brightwood, Virginia.

Peggy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peggy has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peggy F Roma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KINDER INSTITUTE OF LIFE PLANNING AND THE FINANCIAL TRANSITIONIST INSTITUTE�, A DIVISION OF THE SUDDEN MONEY INSTITUTE, ADJUNCT INSTRUCTOR; LESS THAN 5 HRS/MO. 2) GLENAYR FARM LLC AND GLENAYR AIREDALES, 50% OWNER OF WORKING FARM BREEDING CHAMPIONSHIP SHOW DOGS AND ANGUS BEEF CATTLE; NON-INVESTMENT RELATED; LESS THAN 5 HRS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy F Frye's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

August 28, 2014 - Present

GLENAYR FAMILY ADVISORS LLC

RIA

CRD#: 171664

Brightwood, VA

Past

April 15, 2011 - September 4, 2014

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

BRIGHTWOOD, VA

Past

October 26, 2010 - November 30, 2011

WALSH & ASSOCIATES, LLC

RIA

CRD#: 144441

MIAMI, FL

Past

July 9, 2010 - March 15, 2011

LPL FINANCIAL LLC

CRD#: 6413

MIAMI, FL

Past

May 29, 2007 - April 29, 2010

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

May 29, 2007 - April 29, 2010

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Past

April 4, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

WASHINGTON, DC

Past

July 7, 1994 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/28/2022)

IAR

Virginia
(8/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1996

General Securities Principal Examination

Current Firm

GLENAYR FAMILY ADVISORS LLC

GLENAYR FAMILY ADVISORS LLC | GLENAYR WEALTH ADVISORS LLC

CRD#: 171664 / SEC#:

Delaware

Registered Investment Advisory firm - (12/31/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/28/2022 Approved)

Virginia

Registered Investment Advisory firm - (8/28/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Brightwood, VA

Mailing Address

Phone number

(540) 229-1957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peggy F. Frye

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy F Frye's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

WALSH & ASSOCIATES, LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2001

Series 63

Date: 7/8/1994

Series 7

Date: 7/6/1994

Series 24

Date: 11/22/1996

Current Firm

GLENAYR FAMILY ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

GLENAYR FAMILY ADVISORS LLC

TRUST BUT VERIFY

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