Robert W. Fort

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CRD#: 2505390

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert William Fort, CFP® was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 14 firms and has passed the Series 63, Series 66, Series 65, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 17, 2022 - May 7, 2025

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Westlake, TX

Past

May 17, 2022 - May 7, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

April 4, 2022 - June 23, 2022

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

January 23, 2022 - June 23, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

April 20, 2016 - December 31, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

April 20, 2016 - June 23, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Southlake, TX

Past

March 31, 2016 - December 31, 2017

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

September 10, 2014 - December 18, 2015

TSC DISTRIBUTORS, LLC

CRD#: 37058

BOSTON, MA

Past

January 3, 2013 - June 26, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

Past

January 18, 2012 - January 3, 2013

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

IRVING, TX

Past

January 26, 2010 - March 2, 2010

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

June 26, 2006 - March 10, 2008

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

June 26, 2006 - March 10, 2008

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

January 5, 2006 - July 5, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PURCHASE, NY

Past

February 18, 2004 - July 5, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 27, 1999 - July 10, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PLANO, TX

Past

September 24, 1999 - July 10, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 8, 1996 - November 5, 1997

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

March 21, 1995 - May 10, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 20, 1994 - December 22, 1994

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/4/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/21/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/10/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/18/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Fort

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TSC DISTRIBUTORS, LLC

PRUCO SECURITIES, LLC.

HIMCO DISTRIBUTION SERVICES COMPANY

MATRIX CAPITAL GROUP, INC.

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RAUSCHER PIERCE REFSNES, INC.

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2022

Series 66

Date: 4/4/2016

Series 65

Date: 10/21/2005

Series 7

Date: 7/19/1994

Series 10

Date: 3/10/2005

Series 9

Date: 2/18/2005

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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