Virginia B. Kuertz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Blain Kuertz, who also goes by Ginny Kuertz, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1994. Virginia had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - February 20, 2020
TRUIST ADVISORY SERVICES, INC.
August 13, 2018 - February 20, 2020
TRUIST INVESTMENT SERVICES, INC.
October 1, 2008 - August 3, 2018
J.P. MORGAN SECURITIES LLC
October 1, 2008 - August 3, 2018
J.P. MORGAN SECURITIES LLC
July 16, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 20, 2005 - July 1, 2006
BANC ONE SECURITIES CORPORATION
November 24, 1999 - October 14, 2003
BANC ONE SECURITIES CORPORATION
June 24, 1994 - April 23, 1997
PNC CAPITAL MARKETS LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
