Sarah L. Boynton
Professional summary
Sarah Louise Boynton, who also goes by Sarah Straw, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 1998. Sarah has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Louise Boynton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2424 North Federal Highway Suite 400, Boca Raton, FL 33431July 22, 2022 - October 30, 2024
B. RILEY WEALTH MANAGEMENT
December 3, 2012 - July 22, 2022
NATIONAL SECURITIES CORPORATION
August 25, 2008 - December 19, 2012
VFINANCE INVESTMENTS, INC
February 15, 2008 - August 26, 2008
SANDERS MORRIS LLC
August 2, 2001 - February 11, 2008
CAPITAL GROWTH FINANCIAL, LLC
November 14, 2000 - June 6, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
January 20, 2000 - August 3, 2000
BLUESTONE CAPITAL CORP.
August 31, 1998 - December 31, 1998
FAS WEALTH MANAGEMENT SERVICES, INC.
August 26, 1998 - August 31, 1998
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
(10/1/2024)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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Company Information
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046Boca Raton, FL 33431TRUST BUT VERIFY
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