Evan H. Graff
Professional summary
Evan Henry Graff, CFP®, ChFC®, CLU® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Evan is registered as a RR (Registered Representative) and started their career in finance in 1994. Evan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Evan Henry Graff's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 16, 2014 - January 23, 2015
OSAIC SERVICES, INC.
August 31, 2011 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
May 6, 2003 - December 6, 2010
VOYA FINANCIAL PARTNERS, LLC
May 6, 2003 - December 6, 2010
VOYA FINANCIAL PARTNERS, LLC
April 17, 2003 - April 25, 2003
CITIGROUP GLOBAL MARKETS INC.
July 6, 1998 - April 25, 2003
CITIGROUP GLOBAL MARKETS INC.
August 19, 1994 - July 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2015)
Exams
Series 8
Date: 12/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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