Alba Good
Professional summary
Alba Good, who also goes by Alba Fajardo, Alba Landaverde, is a registered financial professional currently at GRIFFIN CAPITAL SECURITIES, LLC located in Irvine, California and APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Alba is registered as a RR (Registered Representative) and started their career in finance in 1994. Alba has worked at 19 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alba Good's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2012 - Present
GRIFFIN CAPITAL SECURITIES, LLC
Office #1: 2010 Main Street Suite 530, Irvine, CA 92614July 7, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701February 2, 2011 - January 6, 2012
GRUBB & ELLIS CAPITAL CORPORATION
August 13, 2009 - October 7, 2011
GRUBB & ELLIS SECURITIES, INC.
October 23, 2007 - July 1, 2009
ESSEX NATIONAL SECURITIES, LLC
March 21, 2007 - July 1, 2009
ESSEX NATIONAL SECURITIES, LLC
September 7, 2001 - October 23, 2002
IFG NETWORK SECURITIES, INC.
August 29, 2001 - October 25, 2002
VESTAX SECURITIES CORPORATION
August 27, 2001 - October 23, 2002
CETERA INVESTMENT SERVICES LLC
August 27, 2001 - October 24, 2002
LOCUST STREET SECURITIES, INC.
August 24, 2001 - October 25, 2002
CETERA ADVISORS LLC
August 8, 2001 - March 19, 2007
CETERA WEALTH SERVICES, LLC
January 26, 2001 - May 29, 2001
MERRIMAN CAPITAL, INC.
November 20, 2000 - January 2, 2001
GONOW SECURITIES, INC.
December 22, 1999 - June 1, 2001
SENTRA SECURITIES CORPORATION
May 18, 1999 - October 5, 1999
METLIFE INVESTORS DISTRIBUTION COMPANY
April 8, 1997 - October 16, 1998
METROPOLITAN LIFE INSURANCE COMPANY
April 8, 1997 - October 16, 1998
MSI FINANCIAL SERVICES, INC.
August 30, 1996 - February 18, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
August 23, 1994 - August 27, 1996
GATEWAY INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2012)
Exams
Series 52TO
Date: 7/7/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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