Susan J. Veligor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Jellis Veligor, CFP®, who also goes by Susan E Veligar, Susan Jellis Veligar, Susan J Veligor, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1994. Susan had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
March 23, 2004 - December 31, 2022
CORNERSTONE FINANCIAL PLANNING, LLC
April 13, 2000 - March 23, 2004
MACKENSEN & COMPANY, INC.
September 21, 1994 - August 14, 1997
U. S. BOSTON CAPITAL CORPORATION
Primary Firm SEC Registration
CORNERSTONE FINANCIAL PLANNING, LLC
CRD#: 129656 / SEC#: 801-107703
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE FINANCIAL PLANNING, LLC
CRD#: 129656 / SEC#: 801-107703
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 336,027,979 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
