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David Kell Bennett

CRD# 2503821·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Kell Bennett, who also goes by Dave Bennett, David Bennett, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1994 - 2023. David had worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 24, Series 10 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Bennett, David Bennett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

MAGSTAR CAPITAL, LLC·CRD# 297559
BD
Greenwich, CT
October 27, 2022 - August 16, 2023
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
July 8, 2021 - September 29, 2022
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 8, 2021 - September 29, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Greenwich, CT
August 27, 2020 - July 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Greenwich, CT
March 3, 2020 - July 1, 2021
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
May 10, 2019 - March 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 29, 2012 - May 10, 2019
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 9, 2004 - April 5, 2012
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 1, 2000 - July 29, 2003
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
February 27, 1998 - April 20, 2000
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
July 11, 1997 - March 10, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 10, 1995 - July 11, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 24, 1994 - September 12, 1995

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Current Firm

MC
MAGSTAR CAPITAL, LLC

MAGSTAR CAPITAL, LLC

CRD#: 297559 / SEC#: 8-70145
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

411 Theodore Fremd Avenue, Rye, NY 10580

Mailing Address

411 Theodore Fremd Avenue, Rye, NY 10580

Phone Number

(914) 925-3405

Established

New York since 01/26/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (34 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAGLI, DAVIDCHIEF EXECUTIVE OFFICER / CCO4790047
DIJOHN, ANTHONY JOHNCFO/FINOP6370306

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2000About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Jun 2016About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Nov 2007About the Series 10 exam

Series 4 — Registered Options Principal Examination

Passed May 2006About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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