David K. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Kell Bennett, who also goes by Dave Bennett, David Bennett, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 24, Series 10 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2022 - August 16, 2023
MAGSTAR CAPITAL, LLC
July 8, 2021 - September 29, 2022
CITIGROUP GLOBAL MARKETS INC.
July 8, 2021 - September 29, 2022
CITIGROUP GLOBAL MARKETS INC.
August 27, 2020 - July 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2020 - July 1, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2019 - March 11, 2020
BOFA SECURITIES, INC.
March 29, 2012 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2004 - April 5, 2012
MORGAN STANLEY & CO. LLC
May 1, 2000 - July 29, 2003
MORGAN STANLEY & CO. LLC
February 27, 1998 - April 20, 2000
COMMERZ MARKETS LLC
July 11, 1997 - March 10, 1998
NATIXIS SECURITIES AMERICAS LLC
October 10, 1995 - July 11, 1997
CITIGROUP GLOBAL MARKETS INC.
August 24, 1994 - September 12, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/9/1999
Limited Representative-Equity Trader ExamCurrent Firm
MAGSTAR CAPITAL, LLC
CRD#: 297559 / SEC#: , 8-70145
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
