Thomas E. Durkin
Professional summary
Thomas Edward Durkin, who also goes by Ted Durkin, Thomas E Durkin, is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Newtown, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Durkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
MAIN STREET FINANCIAL SOLUTIONS, LLC
Office #1: 503 E. Washington Avenue Suite 1c, Newtown, PA 18940January 29, 2015 - July 10, 2023
UBS FINANCIAL SERVICES INC.
January 29, 2015 - July 10, 2023
UBS FINANCIAL SERVICES INC.
June 18, 2010 - January 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1994 - January 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MAIN STREET FINANCIAL SOLUTIONS, LLC
CRD#: 305834 / SEC#: 801-117871
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/28/2024)
Exams
Current Firm
MAIN STREET FINANCIAL SOLUTIONS, LLC
CRD#: 305834 / SEC#: 801-117871
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,091 |
| AUM (Assets Under Management) | $ 2,494,613,000 |
Red Flags
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