Victor J. Nesi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor John Nesi was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1994. Victor had worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2023 - April 5, 2024
SIERRA PACIFIC SECURITIES, LLC
July 1, 2009 - September 11, 2025
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 30, 2007 - May 10, 2007
ML PETRIE PARKMAN CO., INC.
November 3, 2003 - April 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 1997 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 1994 - August 22, 1996
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 8/25/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
SIERRA PACIFIC SECURITIES, LLC
CRD#: 155160 / SEC#: , 8-68700
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
