TT
Terence M. Tucker
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2503144
TT
Professional summary
Terence Michael Tucker, who also goes by Terence M Tucker, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Terence is registered as a RR (Registered Representative) and started their career in finance in 1994. Terence has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Terence M Tucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Terence Michael Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2023 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
October 8, 2012 - January 29, 2014
JONESTRADING
BD
CRD#: 6888
DENVER, CO
Past
May 28, 2009 - June 27, 2011
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
CHICAGO, IL
Past
September 22, 2008 - June 27, 2011
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
CHICAGO, IL
Past
January 23, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
October 10, 2000 - November 15, 2000
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
February 12, 1998 - October 10, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
June 29, 1994 - February 4, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/10/2024)
RR
Alaska(12/17/2024)
RR
Arizona(12/17/2024)
RR
Arkansas(12/13/2024)
RR
California(12/10/2024)
RR
Colorado(12/9/2024)
RR
Connecticut(12/9/2024)
RR
Delaware(12/16/2024)
RR
District of Columbia(12/10/2024)
RR
Florida(12/10/2024)
RR
Georgia(12/10/2024)
RR
Hawaii(12/10/2024)
RR
Idaho(12/9/2024)
RR
Illinois(12/10/2024)
RR
Indiana(12/10/2024)
RR
Iowa(12/12/2024)
RR
Kansas(12/9/2024)
RR
Kentucky(12/10/2024)
RR
Louisiana(12/11/2024)
RR
Maine(12/10/2024)
RR
Maryland(12/23/2024)
RR
Massachusetts(12/9/2024)
RR
Michigan(12/11/2024)
RR
Minnesota(12/11/2024)
RR
Mississippi(12/13/2024)
RR
Missouri(12/9/2024)
RR
Montana(12/10/2024)
RR
Nebraska(12/9/2024)
RR
Nevada(12/10/2024)
RR
New Hampshire(12/10/2024)
RR
New Jersey(12/11/2024)
RR
New Mexico(12/10/2024)
RR
North Carolina(12/10/2024)
RR
North Dakota(12/16/2024)
RR
Ohio(12/10/2024)
RR
Oklahoma(12/10/2024)
RR
Oregon(12/12/2024)
RR
Pennsylvania(12/10/2024)
RR
Puerto Rico(12/13/2024)
RR
Rhode Island(12/10/2024)
RR
South Carolina(12/12/2024)
RR
South Dakota(12/11/2024)
RR
Tennessee(12/10/2024)
RR
Texas(12/9/2024)
RR
Utah(12/9/2024)
RR
Vermont(12/10/2024)
RR
Virgin Islands(12/11/2024)
RR
Virginia(12/10/2024)
RR
Washington(12/9/2024)
RR
West Virginia(12/12/2024)
RR
Wisconsin(12/10/2024)
RR
Wyoming(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/30/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/5/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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