Erik K. Nanda

PGIM INVESTMENTS LLC

NEWARK, NJ 07110

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CRD#: 2502927

Professional summary

Erik Kris Nanda is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newtown, Pennsylvania.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Erik has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kris Nanda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2004 - Present

PGIM INVESTMENTS LLC

Office #1: 100 Mulberry Street, Newark, NJ 07110Office #2: 5 Creek Rd, Whitehiuse Station, NJ 08889

RIA

CRD#: 105670

NEWARK, NJ

Current

December 15, 2003 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

Newtown, PA

Past

May 30, 2003 - December 4, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 3, 2003 - May 2, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

February 6, 2003 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

March 31, 2000 - December 31, 2002

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

November 16, 1999 - March 21, 2000

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

November 2, 1998 - November 15, 1999

NAVILLUS SECURITIES, INC.

CRD#: 31230

WEST CONSHOHOCKEN, PA

Past

August 3, 1994 - November 12, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/19/2024)

Alaska
(6/16/2025)

Arizona
(2/8/2016)

Arkansas
(6/16/2025)

California
(7/15/2016)

Colorado
(2/6/2019)

Connecticut
(6/16/2025)

Delaware
(12/20/2011)

District of Columbia
(2/19/2024)

Florida
(12/15/2015)

Georgia
(2/23/2023)

Hawaii
(6/16/2025)

Idaho
(6/16/2025)

Illinois
(6/16/2025)

Indiana
(6/16/2025)

Iowa
(6/16/2025)

Kansas
(6/16/2025)

Louisiana
(6/16/2025)

Maine
(6/16/2025)

Maryland
(12/20/2011)

Massachusetts
(5/15/2015)

Michigan
(6/16/2025)

Minnesota
(6/16/2025)

Mississippi
(6/16/2025)

Missouri
(6/16/2025)

Montana
(6/16/2025)

Nebraska
(6/16/2025)

Nevada
(6/16/2025)

New Hampshire
(6/16/2025)

New Jersey
(12/15/2003)

New Mexico
(6/16/2025)

New York
(9/3/2015)

North Carolina
(2/19/2024)

North Dakota
(6/16/2025)

Ohio
(6/16/2025)

Oklahoma
(6/16/2025)

Oregon
(6/16/2025)

Pennsylvania
(5/20/2005)

Puerto Rico
(3/4/2024)

Rhode Island
(6/16/2025)

South Carolina
(1/20/2022)

IAR

South Carolina
(2/27/2025)

South Dakota
(6/16/2025)

Tennessee
(6/16/2025)

Texas
(9/25/2018)

Utah
(6/16/2025)

Vermont
(6/16/2025)

Virgin Islands
(6/16/2025)

Virginia
(5/18/2016)

Washington
(6/16/2025)

West Virginia
(6/16/2025)

Wisconsin
(6/16/2025)

Wyoming
(6/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/19/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/2/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

655 Broad Street, Newark, NJ 07102

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

490

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM INVESTMENTS LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 322,085,635,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Erik K. Nanda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kris Nanda's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

QUICK & REILLY, INC.

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

UBS CAPITAL MARKETS L.P.

WORLDCO, L.L.C.

NAVILLUS SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

PGIM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2004

Series 63

Date: 8/16/1994

SIE

Date: 10/1/2018

Series 55

Date: 5/19/1999

Series 7

Date: 8/2/1994

FINRA

Current Firm

PGIM INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PGIM INVESTMENTS LLC

TRUST BUT VERIFY

Contact information

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