William John Benjamin Iii
Professional Summary
William John Benjamin III, who also goes by William John Benjamin, William Benjamin III, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1994 - 2024. William had worked at 4 firms and has passed the Series 66, Series 79TO, Series 7TO, SIE, Series 7, Series 24, Series 28, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William John Benjamin, William Benjamin Iii
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
GALENA CAPITAL | GALENA CAPITAL PARTNERS INC.
Contact Information
Established
Idaho since 03/16/2018Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2018About the Series 28 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2002About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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