MA
Mark J. Anson
COMMONFUND SECURITIES
Wilton, CT 06897
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CRD#: 2502127
MA
Professional summary
Mark Jonathon Anson, CFA, who also goes by Mark J. P. Anson, Mark Jonathon Paul Anson, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in Wilton, Connecticut.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mark J. P. Anson | Mark Jonathon Paul Anson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mark Jonathon Anson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 11, 2016 - Present
COMMONFUND SECURITIES, INC.
Office #1: 15 Old Danbury Road, Wilton, CT 06897BD
CRD#: 43541
Wilton, CT
Past
January 23, 2012 - February 8, 2013
JASPER RIDGE PARTNERS, L.P.
RIA
CRD#: 144401
MENLO PARK, CA
Past
November 19, 2007 - April 12, 2010
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
November 7, 2007 - April 12, 2010
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
February 15, 1996 - September 21, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
August 31, 1994 - January 25, 1996
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2020)
RR
Alaska(3/26/2020)
RR
Arizona(3/26/2020)
RR
Arkansas(3/26/2020)
RR
California(7/8/2016)
RR
Colorado(3/26/2020)
RR
Connecticut(6/29/2016)
RR
Delaware(3/26/2020)
RR
District of Columbia(3/26/2020)
RR
Florida(3/26/2020)
RR
Georgia(3/26/2020)
RR
Hawaii(3/26/2020)
RR
Idaho(3/26/2020)
RR
Illinois(3/26/2020)
RR
Indiana(3/26/2020)
RR
Iowa(3/26/2020)
RR
Kansas(3/26/2020)
RR
Kentucky(3/26/2020)
RR
Louisiana(3/26/2020)
RR
Maine(3/26/2020)
RR
Maryland(3/26/2020)
RR
Massachusetts(3/26/2020)
RR
Michigan(3/26/2020)
RR
Minnesota(3/26/2020)
RR
Mississippi(3/26/2020)
RR
Missouri(3/26/2020)
RR
Montana(3/26/2020)
RR
Nebraska(3/26/2020)
RR
Nevada(3/26/2020)
RR
New Hampshire(3/26/2020)
RR
New Jersey(3/26/2020)
RR
New Mexico(3/26/2020)
RR
New York(3/26/2020)
RR
North Carolina(3/26/2020)
RR
North Dakota(3/26/2020)
RR
Ohio(3/26/2020)
RR
Oklahoma(3/26/2020)
RR
Oregon(3/26/2020)
RR
Pennsylvania(3/26/2020)
RR
Puerto Rico(3/26/2020)
RR
Rhode Island(3/26/2020)
RR
South Carolina(3/26/2020)
RR
South Dakota(3/26/2020)
RR
Tennessee(3/26/2020)
RR
Texas(3/26/2020)
RR
Utah(3/26/2020)
RR
Vermont(3/26/2020)
RR
Virgin Islands(3/26/2020)
RR
Virginia(3/26/2020)
RR
Washington(3/26/2020)
RR
West Virginia(3/26/2020)
RR
Wisconsin(3/26/2020)
RR
Wyoming(3/26/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/11/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
COMMONFUND SECURITIES, INC.
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.
CRD#: 43541 / SEC#: , 8-50337
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
15 Old Danbury Road, Wilton, CT 06897
Mailing Address
15 Old Danbury Road, Wilton, CT 06897
Phone number
(203) 563-5000
Established
Delaware since 05/30/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMMONFUND SECURITIES, INC.
CRD#: 43541Wilton, CT 06897TRUST BUT VERIFY
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