Alexander W. Sgarlata
Professional summary
Alexander William Sgarlata, who also goes by Alex Sgarlata, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Elmhurst, Illinois.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1994. Alexander has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander William Sgarlata's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 1996 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 940 N. Industrial Dr., Elmhurst, IL 60126-1131October 20, 2008 - December 31, 2009
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
December 21, 2005 - December 31, 2006
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
November 26, 2001 - December 31, 2003
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
July 21, 1994 - June 26, 1996
DICKINSON & CO.
July 6, 1994 - July 21, 1994
TAMARON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2025)
(6/26/2007)
(6/26/1996)
(6/23/2022)
(7/2/1996)
(5/26/2021)
(6/26/1996)
(1/7/2013)
(3/24/2022)
(11/12/2014)
(4/27/2022)
(1/14/2013)
(4/22/1999)
(1/8/2018)
(1/22/2004)
(5/23/2023)
(10/5/2016)
(9/18/2017)
(7/20/2017)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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