RO
Richard D. Orred
ON INVESTMENT MANAGEMENT CO
WILLMAR, MN 56201
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CRD#: 2501700
RO
Professional summary
Richard Daniel Orred, who also goes by Rick Orred, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Willmar, Minnesota and THE O.N. EQUITY SALES COMPANY located in Willmar, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Orred
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ORRED FINANCIAL PARTNERS; INVESTMENT RELATED; 2015 1st Street S, Suite 113 WILLMAR MN 56201; INDEPENDENT INSURANCE AGENT REPRESENTING VARIOUS CARRIERS; START DATE 1994 LIFE INS, 2002 ON FA; 80 HRS/MONTH; 5 HRS/WK DURING TRADING HOURS; LIFE, ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Daniel Orred's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1700 Technology Drive Ne Suite 100, Willmar, MN 56201RIA
CRD#: 105662
WILLMAR, MN
Current
May 13, 2013 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2015 1st Street S Suite 113, Willmar, MN 56201BD
CRD#: 2936
Willmar, MN
Past
August 29, 2003 - May 30, 2013
FORTITUDE ADVISORY GROUP L.L.C.
RIA
CRD#: 116083
DALLAS, TX
Past
November 11, 2002 - May 23, 2013
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
DALLAS, TX
Past
January 19, 1999 - November 8, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
November 11, 1997 - December 31, 1998
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
October 4, 1996 - November 19, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
July 25, 1994 - October 2, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(7/16/2020)
RR
Florida(12/2/2020)
RR
Indiana(3/11/2024)
RR
Maryland(5/13/2013)
IAR
Maryland(5/14/2013)
RR
Minnesota(5/13/2013)
IAR
Minnesota(1/16/2019)
RR
New York(3/14/2025)
RR
North Dakota(5/17/2023)
IAR
Ohio(5/13/2013)
RR
Oklahoma(11/27/2013)
RR
South Carolina(11/4/2016)
IAR
South Carolina(11/6/2019)
IAR
South Dakota(1/8/2020)
RR
Texas(5/13/2013)
IAR
Texas(5/13/2013)
RR
Virginia(11/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Willmar, MN 56201TRUST BUT VERIFY
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