Christine M. Berberich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Berberich MRS., who also goes by Christine Marie Rzeczkowski, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1994. Christine had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2013 - July 31, 2024
SORRENTO PACIFIC FINANCIAL, LLC
July 31, 2009 - July 31, 2024
SORRENTO PACIFIC FINANCIAL, LLC
August 15, 2008 - August 2, 2013
PARTNERVEST ADVISORY SERVICES LLC
August 15, 2008 - July 31, 2009
PARTNERVEST SECURITIES, INC.
October 15, 1998 - September 26, 2011
FINANCIAL INDEPENDENCE, INC,
May 22, 1998 - August 15, 2008
THE CONCORD EQUITY GROUP, LLC
March 25, 1998 - August 12, 1998
EMISSARY FINANCIAL GROUP, INC.
August 2, 1994 - March 17, 1998
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SORRENTO PACIFIC FINANCIAL, LLC
CRD#: 127787 / SEC#: 801-70354, 8-66046
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 222,328,734 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
