FZ
Frank M. Zecca
OFS
MCLEAN, VA 22107
Some features on this profile are disabled
CRD#: 2501085
FZ
Professional summary
Frank Matthew Zecca JR, CFP®, who also goes by Frank Matthew Zecca, Frank Zecca, is a registered financial advisor currently at OFS located in Mclean, Virginia.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Frank has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Matthew Zecca | Frank Zecca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)OCTAGON FINANCIAL SERVICES/ SENIOR VICE PRESIDENT - FINANCIAL SERVICES - TAX PLANNING, BUDGETING, ASSET ALLOCATION. AFFILIATION DATE 9/91, APPROX 45HRS PER WEEK. 2)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, LONG-TERM CARE 3) NAME OF OTHER BUSINESS: EAT LEARN PLAY FOUNDATION (ELP); INVESTMENT RELATED: NO; ADDRESS: 985 THIRD ST #C, OAKLAND, CA 94607; NATURE OF BUSINESS: CHILDRENS FOUNDATION; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: STRATEGIC GUIDANCE AND FINANCIAL OVERSIGHT; 4) UNCHARTED POWER, NOT INVESTMENT RELATED, 527 W 125TH ST, NEW YORK, NY, 10027, POWER ACCESS COMPANY, STARTED O4/2020, POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER, MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE LEADERSHIP FEEDBACK, INSIGHTFUL CONSULTATION AND STRATEGIC INTRODUCTIONS 5) NAME OF OTHER BUSINESS: SC30 & UNDERRATED GOLF; INVESTMENT RELATED: NO; ADDRESS: 10 CLAY ST, #250 OAKLAND, CA 64607; NATURE OF BUSINESS: ENDORSEMENT & BUSINESS HOLDING COMPANY; START DATE: 10/2022 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LISTED OFFICER FOR CALIFORNIA FILINGS;
CRS (Client Relationship Summary) - RIA
Click below to view Frank Matthew Zecca JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
April 26, 2000 - Present
OFS
Office #1: 7950 Jones Branch Drive Suite 700n, Mclean, VA 22107RIA
CRD#: 107335
MCLEAN, VA
Past
February 3, 2006 - December 31, 2024
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OFS
OCTAGON FINANCIAL SERVICES INC | OFS
CRD#: 107335 / SEC#: 801-20076
RIA
Registered Investment Advisory firm - (11/18/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/26/2000)
IAR
Virginia(2/13/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OF
OFS
OCTAGON FINANCIAL SERVICES INC | OFS
CRD#: 107335 / SEC#: 801-20076
RIA
Registered Investment Advisory firm - (11/18/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7950 Jones Branch Drive Suite 700n, Mclean, VA 22102
Mailing Address
Phone number
(703) 905-3300
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 461 |
| AUM (Assets Under Management) | $ 1,355,677,370 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 11/26/2024 | ||
| 01/05/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
