Michael C. Rodgers

RODGERS BROTHERS

DOYLESTOWN, PA 18901

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CRD#: 2500890

Professional summary

Michael Carey Rodgers is a registered financial advisor currently at RODGERS BROTHERS, INC. located in Doylestown, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1998 PRESIDENT/OWNER OF TINICUM REO CAPITAL, INC.; REVERE PA 18953; CONSULTING FIRM/REAL ESTATE ADVISEMENT/MANAGEMENT; 10-12 HOURS PER MONTH DURING THE SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Carey Rodgers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2004 - Present

RODGERS BROTHERS, INC.

Office #1: 200 South Clinton St. Suite 201, Doylestown, PA 18901

RIA

CRD#: 16197

DOYLESTOWN, PA

Past

May 13, 1998 - October 18, 2023

RODGERS BROTHERS, INC.

CRD#: 16197

HARMONY, PA

Past

September 16, 1994 - April 21, 1998

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/6/2004)

IAR

Texas
(5/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/30/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1994

General Securities Representative Examination

Current Firm

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

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Contact information

Main Address

223 Mercer Street, Harmony, PA 16037

Mailing Address

Phone number

(724) 473-4003

Established

Pennsylvania since 01/24/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RODGERS BROTHERS INC. ADV PART 2 BROCHURE (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
RODGERS, MARK	PRESIDENT, PRINCIPAL FINANCIAL OFFICER	865696
RODGERS, DENISE RYAN	CHIEF COMPLIANCE OFFICER	2766807

Regulatory assets under management

Total Number of Accounts	1,075
AUM (Assets Under Management)	$ 964,724,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael C. Rodgers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Carey Rodgers's CRS (Customer Relationship Summary).

Certified licenses

Experience

RODGERS BROTHERS, INC.

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

RODGERS BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2002

Series 63

Date: 11/30/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1994

Current Firm

RODGERS BROTHERS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

RODGERS BROTHERS, INC.

TRUST BUT VERIFY

Contact information

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