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Robert E. Cauley

BIMINI ADVISORS
Vero Beach, FL 32963
Some features on this profile are disabled
CRD#: 2500886
RC

Professional summary

Robert Edward Cauley is a registered financial advisor currently at BIMINI ADVISORS, LLC located in Vero Beach, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Cauley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2013 - Present

BIMINI ADVISORS, LLC

Office #1: 3305 Flamingo Drive, Vero Beach, FL 32963
RIA
CRD#: 164944
Vero Beach, FL
Past

June 13, 1997 - October 7, 2003

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
PITTSBURGH, PA
Past

October 9, 1995 - March 15, 1996

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BIMINI ADVISORS, LLC
BIMINI ADVISORS, INC. | BIMINI ADVISORS, LLC

CRD#: 164944 / SEC#: 801-76949

RIA
Registered Investment Advisory firm - (7/25/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/30/2013)

Exams

General Industry/Product Exam
RR
Series 7
Date: 7/18/1995
General Securities Representative Examination

Current Firm

BA
BIMINI ADVISORS, LLC
BIMINI ADVISORS, INC. | BIMINI ADVISORS, LLC

CRD#: 164944 / SEC#: 801-76949

RIA
Registered Investment Advisory firm - (7/25/2012 Approved)
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Contact information

Main Address
3305 Flamingo Drive, Vero Beach, FL 32963
Mailing Address
Phone number
(772) 231-1400
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

BIMINI ADVISORS, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 5,721,627,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIMINI ADVISORS, LLC

CRD#: 164944Vero Beach, FL 32963

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