Roberta R. Martine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Rita Martine, who also goes by Roberta R Conartz, Roberta R Martine, was a registered financial professional .
Roberta is a previously registered financial professional and started their career in finance in 1994. Roberta had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2004 - December 15, 2016
QUEST CAPITAL STRATEGIES, INC.
January 30, 2002 - January 9, 2003
AMERIPRISE ADVISOR SERVICES, INC.
January 31, 1997 - December 17, 2001
AVANTAX INVESTMENT SERVICES, INC.
April 7, 1995 - January 7, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 30, 1994 - April 13, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
