Mark Anthony Zembo
Professional Summary
Mark Anthony Zembo, who also goes by Mark Zembo, is a registered financial advisor currently at ELEVAGE PARTNERS, LLC located in Longmeadow, Massachusetts. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Zembo
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ELEVAGE PARTNERS, LLC
Contact Information
Main Address
5470 Kietzke Lane Suite 300, Reno, NV 89511Mailing Address
18124 Wedge Pkwy Suite 537, Reno, NV 89511Phone Number
(800) 725-1622# of Employees
8SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
790AUM (Assets Under Management)
$154,574,081Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ELEVAGE PARTNERS, LLC
State Registrations and Notice Filings
(11/6/2023)
(6/3/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Sep 2018Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2003About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2008About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Zembo's CRS (Customer Relationship Summary).
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