Jeannette N. Gaston

GP BULLHOUND

San Francisco, CA 94104

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CRD#: 2500225

Professional summary

Jeannette Nmn Gaston, who also goes by Jeannette Castillo, Jeannette Nmn Gaston, Jeannette Gaston, is a registered financial professional currently at GP BULLHOUND INC. located in San Francisco, California and BANYAN TREE SECURITIES, LLC located in Torrance, California.

Jeannette is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeannette has worked at 12 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeannette Castillo | Jeannette Nmn Gaston | Jeannette Gaston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeannette Nmn Gaston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2018 - Present

GP BULLHOUND INC.

Office #1: One Sansome Street, Floor 36 Suite 3650, San Francisco, CA 94104

CRD#: 147794

San Francisco, CA

Current

April 3, 2020 - Present

BANYAN TREE SECURITIES, LLC

Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503

CRD#: 171479

Torrance, CA

Current

May 13, 2022 - Present

ENVERRA CAPITAL LLC

Office #1: 200 Massachusetts Ave Nw Suite 700, Washington, DC 20001

CRD#: 129103

WASHINGTON, DC

Current

August 29, 2023 - Present

PAVE SECURITIES, LLC

Office #1: 171 Madison Ave. Suite 1500, New York, NY 10016

CRD#: 324533

New York, NY

Current

January 6, 2025 - Present

K2 CAPITAL ASSET MANAGEMENT, LLC

Office #1: 150 Motor Parkway Suite 228, Hauppauge, NY 11788

CRD#: 328298

HAUPPAUGE, NY

Past

March 16, 2020 - December 31, 2020

GORDIAN INVESTMENTS, LLC

CRD#: 158611

OREGON HOUSE, CA

Past

March 2, 2020 - December 31, 2020

PUBVEST SECURITIES, LLC

CRD#: 166428

LAFAYETTE, CA

Past

May 17, 2016 - October 6, 2023

VIANT CAPITAL LLC

CRD#: 46948

SAN FRANCISCO, CA

Past

January 14, 2009 - April 1, 2011

ISLAND TRADING

CRD#: 111468

SAN FRANCISCO, CA

Past

June 1, 2006 - June 1, 2007

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

August 3, 2004 - June 1, 2006

INSTINET, LLC

CRD#: 42886

NEW YORK, NY

Past

November 14, 2003 - July 16, 2004

NASDAQ EXECUTION SERVICES, LLC

CRD#: 7270

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 5/17/2016

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

K2 CAPITAL ASSET MANAGEMENT, LLC

CRD#: 328298 / SEC#: , 8-71154

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

150 Motor Parkway Suite 228, Hauppauge, NY 11788

Mailing Address

150 Motor Parkway Suite 228, Hauppauge, NY 11788

Phone number

(631) 870-7451

Established

New York since 07/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOHNAKER, BRIAN JOHN	CEO / CCO	1859029
GASTON, JEANNETTE	FINOP	2500225
ZAHTILA, JASON	GENERAL SECURITIES PRINCIPAL	4009691

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeannette N. Gaston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeannette Nmn Gaston's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANYAN TREE SECURITIES, LLC

ENVERRA CAPITAL LLC

PAVE SECURITIES, LLC

K2 CAPITAL ASSET MANAGEMENT, LLC

GORDIAN INVESTMENTS, LLC

PUBVEST SECURITIES, LLC

VIANT CAPITAL LLC

ISLAND TRADING

INSTINET, LLC

INSTINET, LLC

NASDAQ EXECUTION SERVICES, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 5/17/2016

FINRA

Current Firm

K2 CAPITAL ASSET MANAGEMENT, LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

K2 CAPITAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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