Randy J. Schneider
Professional summary
Randy J Schneider was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Randy is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Randy had worked at 6 firms, which includes GLOBAL ARENA CAPITAL CORP, NEWBRIDGE SECURITIES CORPORATION, OPPENHEIMER & CO. INC., JOSEPHTHAL & CO. INC., UBS FINANCIAL SERVICES INC., J. B. HANAUER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2012 - January 23, 2012
GLOBAL ARENA CAPITAL CORP
December 8, 2011 - December 22, 2011
NEWBRIDGE SECURITIES CORPORATION
July 10, 2006 - October 18, 2011
OPPENHEIMER & CO. INC.
January 2, 2002 - October 18, 2011
OPPENHEIMER & CO. INC.
November 17, 2000 - January 2, 2002
JOSEPHTHAL & CO., INC.
January 28, 2000 - November 8, 2000
UBS FINANCIAL SERVICES INC.
August 17, 1994 - February 9, 2000
J. B. HANAUER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
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