RC
Raymond D. Calvano
JANNEY MONTGOMERY SCOTT LLC
Mt. Laurel, NJ 08054
Some features on this profile are disabled
CRD#: 2499711
RC
Professional summary
Raymond Daniel Calvano Jr, who also goes by Raymond Daniel Calvano Jr, Raymond Daniel Calvano, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Mt. Laurel, New Jersey.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Raymond has worked at 13 firms and has passed the Series 65, Series 63, Series 31, SIE, Series 7, Series 9, Series 53, Series 24 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond Daniel Calvano Jr | Raymond Daniel Calvano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Daniel Calvano Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond Daniel Calvano Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054RIA
BD
CRD#: 463
Mt. Laurel, NJ
Current
July 2, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054RIA
BD
CRD#: 463
Mt. Laurel, NJ
Past
March 22, 2024 - June 14, 2024
INVESTX MARKETS LLC
BD
CRD#: 148248
NEW YORK, NY
Past
September 26, 2023 - June 14, 2024
AET INVESTMENT SERVICES, LLC
BD
CRD#: 40878
SPOKANE, WA
Past
August 9, 2023 - October 5, 2023
CLEARFP SECURITIES, LLC
BD
CRD#: 312370
LAKE OSWEGO, OR
Past
July 18, 2023 - June 13, 2024
DYNAMIC CAPITAL INVESTMENTS, LLC
BD
CRD#: 290955
PHOENIX, AZ
Past
April 28, 2023 - June 13, 2024
PRE-IPO STREET INC.
BD
CRD#: 173426
SMITHTOWN, NY
Past
July 10, 2019 - June 25, 2020
JIKO SECURITIES INC.
BD
CRD#: 287507
SAN FRANCISCO, CA
Past
December 18, 2015 - January 3, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JERSEY CITY, NJ
Past
January 5, 2007 - March 15, 2012
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
June 5, 2003 - December 18, 2006
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
July 12, 2001 - June 9, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 17, 2000 - April 27, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 17, 2000 - April 27, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 20, 1994 - November 2, 1995
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2024)
RR
Alaska(9/6/2024)
RR
Arizona(7/2/2024)
RR
Arkansas(9/6/2024)
RR
California(9/6/2024)
RR
Colorado(9/6/2024)
RR
Connecticut(9/6/2024)
RR
Delaware(9/6/2024)
RR
District of Columbia(9/6/2024)
RR
Florida(9/6/2024)
RR
Georgia(9/6/2024)
RR
Hawaii(9/6/2024)
RR
Idaho(9/6/2024)
RR
Illinois(9/6/2024)
RR
Indiana(9/6/2024)
RR
Iowa(9/6/2024)
RR
Kansas(9/6/2024)
RR
Kentucky(9/6/2024)
RR
Louisiana(9/6/2024)
RR
Maine(9/6/2024)
RR
Maryland(9/6/2024)
RR
Massachusetts(9/6/2024)
RR
Michigan(9/6/2024)
RR
Minnesota(7/2/2024)
RR
Mississippi(9/6/2024)
RR
Missouri(9/6/2024)
RR
Montana(9/6/2024)
RR
Nebraska(9/6/2024)
RR
Nevada(9/6/2024)
RR
New Hampshire(9/6/2024)
RR
New Jersey(7/2/2024)
IAR
New Jersey(8/5/2024)
RR
New Mexico(9/6/2024)
RR
New York(7/2/2024)
RR
North Carolina(9/6/2024)
RR
North Dakota(9/6/2024)
RR
Ohio(9/6/2024)
RR
Oklahoma(9/6/2024)
RR
Oregon(7/2/2024)
RR
Pennsylvania(7/2/2024)
IAR
Pennsylvania(8/2/2024)
RR
Puerto Rico(9/6/2024)
RR
Rhode Island(9/6/2024)
RR
South Carolina(9/6/2024)
RR
South Dakota(9/6/2024)
RR
Tennessee(9/6/2024)
RR
Texas(9/6/2024)
IAR
Texas(9/6/2024)
RR
Utah(9/6/2024)
RR
Vermont(9/6/2024)
RR
Virgin Islands(9/6/2024)
RR
Virginia(9/6/2024)
RR
Washington(9/6/2024)
RR
West Virginia(9/6/2024)
RR
Wisconsin(9/6/2024)
RR
Wyoming(9/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
