Melissa Soto

ODDO BHF NEW YORK

New York, NY 10022

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CRD#: 2499639

Professional summary

Melissa Soto is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 1994. Melissa has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Soto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

ODDO BHF NEW YORK CORPORATION

Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022

CRD#: 45104

New York, NY

Past

May 24, 2010 - October 14, 2021

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

January 5, 2010 - May 24, 2010

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

February 5, 1998 - January 5, 2010

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

December 21, 1994 - January 11, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/1/2021)

Exams

State Security Law Exam

Series 63

Date: 11/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/12/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ODDO BHF NEW YORK CORPORATION

ODDO BHF NEW YORK CORPORATION | ODDO SECURITIES CORPORATION | ODDO NEW YORK CORPORATION

CRD#: 45104 / SEC#: , 8-50975

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

150 East 52nd Street 5th Floor, New York, NY 10022

Mailing Address

150 East 52nd Street 5th Floor, New York, NY 10022

Phone number

(646) 723-7405

Established

New York since 06/02/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ODDO BHF SCA, FORMERLY, ODDO ET CIE S.C.A.	SHAREHOLDER
ARRIVE, MAGALI	DIRECTOR	8081629
CHARBIT, GREGOIRE	DIRECTOR	4707061
DESMARAIS, MATTHIAS	DIRECTOR	8084250
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
GLYNN, MICHAEL GERARD	FINOP/PFO	3219445
HARRIS, MITCHELL EVAN	CHAIRMAN	4359464
OUAHNIA, OLIVIER	DIRECTOR	7346334
ROGER, LOUIS-PAUL	CHIEF COMPLIANCE OFFICER	5066620
ROGER, LOUIS-PAUL	CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER	5066620
ZAHN, CHRISTIAN	DIRECTOR	8081471

Disclosures

Regulatory Event

Red Flags

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Melissa Soto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Soto's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERZ MARKETS LLC

COMMERZBANK CAPITAL MARKETS CORP.

COMMERZ MARKETS LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/14/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1995

Series 6

Date: 12/12/1994

Series 24

Date: 1/30/2006

FINRA

Current Firm

ODDO BHF NEW YORK CORPORATION

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ODDO BHF NEW YORK CORPORATION

TRUST BUT VERIFY

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