Matthew D. Anderson

CETERA INVESTMENT ADVISERS LLC

HONESDALE, PA 18431

Some features on this profile are disabled

CRD#: 2499609

Professional summary

Matthew Dwayne Anderson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Honesdale, Pennsylvania and CETERA FINANCIAL SPECIALISTS LLC located in Honesdale, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEAGHER INSURANCE AGENCY: INVESTMENT RELATED; DBA FOR INVESTMENT BUSINESS AND HEALTH INSURANCEPROPERTY AND CASUALTY INSURANCE SALES; FINANCIAL PROFESSIONAL/AGENT; 40H/WEEK, SINCE 05/2007. 2) NAME OF OTHER BUSINESS: SUSSEX COUNTY FARM & HORSE SHOW, INVESTMENT RELATED: NO, ADDRESS: SUSSEX COUNTY FAIRGROUNDS, BRANCHVILLE, NJ, 07826, NATURE OF BUSINESS: HORSE SHOW, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: RING STEWARD, APX NUMBER OF HOURS PER WEEK: 18, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INTERACT WITH THE JUDGES, EXHIBITORS, AND ANNOUNCERS STAND DURING HORSE SHOW.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Dwayne Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 416 Main St, Honesdale, PA 18431

RIA

CRD#: 105644

HONESDALE, PA

Current

June 30, 2020 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 416 Main St, Honesdale, PA 18431

CRD#: 10358

Honesdale, PA

Past

August 1, 2008 - July 1, 2020

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COVINGTON TWP, PA

Past

August 27, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

HONESDALE, PA

Past

March 6, 2007 - December 18, 2007

NATIONWIDE SECURITIES, LLC

CRD#: 11173

HONESDALE, PA

Past

January 11, 2006 - February 13, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

MOOSIC, PA

Past

August 1, 2003 - September 17, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 27, 2003 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

June 5, 1997 - March 21, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 16, 1997 - May 21, 1997

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

October 10, 1996 - May 2, 1997

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

November 7, 1994 - November 6, 1996

CHRISTOPHER STREET FINANCIAL, INC.

CRD#: 10250

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/18/2024)

Florida
(6/30/2020)

Maryland
(10/6/2021)

Massachusetts
(6/1/2023)

New Jersey
(6/30/2020)

New York
(6/30/2020)

Pennsylvania
(6/30/2020)

IAR

Pennsylvania
(4/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Edward Long

MORGAN STANLEY

IAR

Newbury, NH

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Dwayne Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

NATIONWIDE SECURITIES, LLC

PRUCO SECURITIES, LLC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

CIBC WORLD MARKETS CORP.

BLUESTONE CAPITAL CORP.

POLARIS FINANCIAL SERVICES, INC.

CHRISTOPHER STREET FINANCIAL, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2022

Series 63

Date: 3/30/1995

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors