Tomiko T. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tomiko Turpin Butler, who also goes by Tomiko T Butler, Tomiko Turpin Butler, Tomiko Butler, Miko Athalia Turpin, Tomiko Athalia Turpin, Tomiko Turpin, was a registered financial professional .
Tomiko is a previously registered financial professional and started their career in finance in 1994. Tomiko had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26, Series 4, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2021 - February 27, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
November 27, 2018 - December 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2018 - December 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2015 - September 1, 2017
MORGAN STANLEY
May 6, 2009 - June 10, 2010
PNC WEALTH MANAGEMENT LLC
August 22, 2003 - March 16, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 30, 2000 - August 22, 2003
FERRIS, BAKER WATTS, LLC
October 9, 1995 - April 12, 2000
CITIGROUP GLOBAL MARKETS INC.
October 13, 1994 - June 1, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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