Gregg L. Fine

THE BALDWIN GROUP WEALTH ADVISORS

BOCA RATON, FL

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CRD#: 2498791

Professional summary

Gregg Laurence Fine, AIF® is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Boca Raton, Florida.

Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregg has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Laurence Fine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 6, 2024 - Present

THE BALDWIN GROUP WEALTH ADVISORS, LLC

RIA

CRD#: 312284

BOCA RATON, FL

Past

April 3, 2024 - October 5, 2024

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 169727

BOCA RATON, FL

Past

May 10, 2023 - June 30, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

Boca Raton, FL

Past

August 28, 2019 - December 14, 2021

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476

Boca Raton, FL

Past

October 4, 2007 - September 11, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DORAL, FL

Past

April 19, 2004 - October 4, 2007

SENTINEL SECURITIES, LLC.

CRD#: 110942

WAKEFIELD, MA

Past

April 23, 2001 - January 2, 2004

FINANCIAL SOLUTIONS INTERNATIONAL, LLC

CRD#: 104149

PALM BEACH GARDENS, FL

Past

January 18, 1996 - April 26, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 3, 1994 - March 19, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/6/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/2/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP

CRD#: 312284 / SEC#: 801-120404

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

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Contact information

Main Address

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607

Mailing Address

Phone number

(813) 934-2743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE BALDWIN GROUP WEALTH ADVISORS, LLC ADV P2A 03.26.2025 (4/9/2025)

Regulatory assets under management

Total Number of Accounts	2,356
AUM (Assets Under Management)	$ 21,043,141,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregg L. Fine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Laurence Fine's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

CREATIVE PLANNING

LOCKTON INVESTMENT SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

SENTINEL SECURITIES, LLC.

FINANCIAL SOLUTIONS INTERNATIONAL, LLC

OSAIC FS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

THE BALDWIN GROUP WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/2023

Series 63

Date: 12/14/2020

Series 6TO

Date: 12/6/2022

SIE

Date: 10/1/2018

Series 6

Date: 11/2/1994

Current Firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE BALDWIN GROUP WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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