Jean Y. Liatis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Yannick Liatis was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1996. Jean had worked at 4 firms and has passed the SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2014 - September 11, 2023
BRYAN GARNIER SECURITIES, LLC
May 11, 2004 - September 28, 2004
ODDO BHF NEW YORK CORPORATION
September 15, 2000 - May 10, 2004
CREDIT AGRICOLE SECURITIES (USA) INC.
December 5, 1996 - August 22, 2000
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 6/17/1994
Limited Registered Representative ExaminationCurrent Firm
BRYAN GARNIER SECURITIES, LLC
CRD#: 152528 / SEC#: , 8-68463
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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