Thomas S. Anthony

ANTHONY INVESTMENT MANAGEMENT

Wheeling, WV 26003

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CRD#: 2497992

Professional summary

Thomas Shawn Anthony, who also goes by Thomas S Anthony, Tom Anthony, is a registered financial advisor currently at ANTHONY INVESTMENT MANAGEMENT, LLC located in Wheeling, West Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas S Anthony | Tom Anthony

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since June of 2001, Thomas S. Anthony has been a member of the Board of Directors of Main Street Financial Services Corp., the holding company, and its sole subsidiary, Main Street Bank Corp. (the "Bank"). The Bank is a community bank headquartered at 2001 Main Street, Suite 100 in Wheeling, West Virginia. Main Street Bank offers a wide range of loan products, primarily focusing on small businesses, commercial real estate and single-family mortgages. It also provides other loans such as home equity loans and consumer loans to round out its product line. In terms of deposits, it offers a full range of deposit products. Mr. Anthony typically provides between 2-4 hours of service to the Bank per month, with no more than two hours per month occurring during securities trading hours. From time to time, Mr. Anthony may offer clients advice related to this activity. Should any advice related to this activity be so provided, Thomas S. Anthony and Anthony Investment Management will always act in the best interest of the client.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Shawn Anthony's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2012 - Present

ANTHONY INVESTMENT MANAGEMENT, LLC

Office #1: 2-22nd Street Suite 306, Wheeling, WV 26003

RIA

CRD#: 161784

Wheeling, WV

Past

August 12, 2009 - March 23, 2012

MCKINLEY CARTER WEALTH SERVICES, INC.

RIA

CRD#: 135184

WHEELING, WV

Past

October 25, 2004 - December 1, 2009

ANTHONY FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 132884

WHEELING, WV

Past

July 8, 2003 - December 31, 2004

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

WHEELING, WV

Past

June 25, 2003 - December 31, 2004

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

July 2, 2002 - June 24, 2003

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WHEELING, WV

Past

January 17, 2002 - June 24, 2003

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

May 31, 2001 - January 17, 2002

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

July 14, 2000 - May 29, 2001

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 1, 1997 - July 17, 2000

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

CLEVELAND, OH

Past

July 19, 1996 - November 28, 1997

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 19, 1994 - July 25, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2025)

IAR

Ohio
(1/2/2013)

IAR

Pennsylvania
(2/19/2014)

IAR

West Virginia
(3/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1994

General Securities Representative Examination

Current Firm

ANTHONY INVESTMENT MANAGEMENT, LLC

CRD#: 161784 / SEC#:

Florida

Registered Investment Advisory firm - (7/2/2025 Approved)

Ohio

Registered Investment Advisory firm - (1/2/2013 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/19/2014 Approved)

West Virginia

Registered Investment Advisory firm - (3/16/2012 Approved)

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Contact information

Main Address

2-22nd Street Suite 306, Wheeling, WV 26003

Mailing Address

Phone number

(304) 905-1394

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 81,401,788

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas S. Anthony

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Shawn Anthony's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKINLEY CARTER WEALTH SERVICES, INC.

ANTHONY FINANCIAL MANAGEMENT, LLC

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

PAN-AMERICAN FINANCIAL ADVISERS

COMMONWEALTH FINANCIAL NETWORK

CBIZ FINANCIAL SOLUTIONS, INC.

LEGG MASON WOOD WALKER, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/1994

Series 63

Date: 7/22/1994

Series 7

Date: 7/18/1994

Current Firm

ANTHONY INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANTHONY INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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