Francis X. Baxter
Professional summary
Francis Xavier Baxter, who also goes by Francis Xavier Baxter Jr, Francis Baxter Jr, Frank Baxter Jr, is a registered financial professional currently at AMERICAN VETERANS GROUP, PBC located in Melville, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1994. Francis has worked at 9 firms and has passed the Series 63, Series 82TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Xavier Baxter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
AMERICAN VETERANS GROUP, PBC
Office #1: 324 S. Service Road Suite 107, Melville, NY 11747September 25, 2017 - May 3, 2023
BTIG, LLC
November 10, 2015 - September 22, 2017
INTL FCSTONE CREDIT TRADING LLC
April 17, 2013 - September 4, 2015
COWEN EXECUTION SERVICES LLC
October 22, 2012 - March 25, 2013
COWEN SECURITIES LLC
July 2, 2012 - July 23, 2012
VIRTU AMERICAS LLC
May 14, 1998 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 27, 1996 - April 21, 1998
SBC WARBURG DILLON READ INC.
October 7, 1994 - February 7, 1996
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2023)
Exams
Series 82TO
Date: 6/6/2025
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/21/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN VETERANS GROUP, PBC
CRD#: 291933 / SEC#: , 8-70063
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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