Rickey Turner
Professional summary
Rickey Turner is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Birmingham , Alabama.
Rickey is registered as a RR (Registered Representative) and started their career in finance in 1994. Rickey has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rickey Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2026 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 2700 Corporate Dr Ste 200, Birmingham , AL 35242-2733October 2, 2020 - June 26, 2026
ONEAMERICA SECURITIES, INC.
May 20, 1998 - December 31, 2002
PFS INVESTMENTS INC.
August 5, 1994 - December 31, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2026)
(7/13/2026)
(7/13/2026)
(7/13/2026)
Exams
Series 6TO
Date: 10/2/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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