Andrew L. Mayers

TIGRESS FINANCIAL PARTNERS

New York, NY 10022

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CRD#: 2497180

Professional summary

Andrew Leon Mayers, who also goes by Andrew Mayers, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 21 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Mayers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Leon Mayers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2019 - Present

TIGRESS FINANCIAL PARTNERS, LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022

RIA

CRD#: 154717

New York, NY

Past

November 1, 2011 - August 6, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 25, 2010 - December 16, 2010

FARINA & ASSOCIATES, INC.

CRD#: 32830

NEW YORK, NY

Past

October 8, 2009 - May 19, 2010

FAGENSON & CO., INC.

CRD#: 1781

NEW YORK, NY

Past

August 28, 2009 - October 7, 2009

GILT-EDGED EQUITIES, LLC

CRD#: 115735

NEW YORK, NY

Past

May 2, 2006 - June 12, 2009

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

Past

October 1, 2000 - May 2, 2006

BANC OF AMERICA SPECIALIST, INC.

CRD#: 103971

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/18/2024)

Florida
(12/18/2024)

New Jersey
(12/18/2024)

New York
(11/12/2019)

Oklahoma
(12/18/2024)

Puerto Rico
(12/18/2024)

Texas
(12/18/2024)

Exams

State Security Law Exam

Series 63

Date: 9/30/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 8/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/3/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

General Industry/Product Exam

Series 21

Date: 12/14/1999

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 6/22/1999

NYSE Trading Assistant Examination

SRO Registrations

FINRA

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA

Registered Investment Advisory firm - SEC (2/21/2024 Terminated)

Florida

Registered Investment Advisory firm - SEC (7/2/2025 Approved)

New York

Registered Investment Advisory firm - SEC (4/27/2018 Terminated)

Texas

Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

410 Park Avenue 12th Floor, New York, NY 10022

Mailing Address

410 Park Avenue 12th Floor, New York, NY 10022

Phone number

(212) 430-8750

Established

Delaware since 05/26/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TIGRESS HOLDINGS LLC	MAJORITY OWNER
CHEN, CHIASHIN NMN	CHIEF COMPLIANCE OFFICER	2992660
DIBARTOLO, CYNTHIA DENISE	CHIEF EXECUTIVE OFFICER	2413494
MARRONE, MICHAEL THOMAS	PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP	4859949

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 11,558,041

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew L. Mayers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Leon Mayers's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

FARINA & ASSOCIATES, INC.

FAGENSON & CO., INC.

GILT-EDGED EQUITIES, LLC

LABRANCHE & CO. LLC

BANC OF AMERICA SPECIALIST, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2009

Series 57TO

Date: 1/2/2023

SIE

Date: 8/6/2018

Series 55

Date: 11/3/2010

Series 7

Date: 10/1/2000

Series 21

Date: 12/14/1999

Series 25

Date: 6/22/1999

FINRA

Current Firm

TIGRESS FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TIGRESS FINANCIAL PARTNERS, LLC

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