JV
James R. Vandre
EAGLE STRATEGIES LLC
MARYSVILLE, OH 43040
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CRD#: 2496782
JV
Professional summary
James Robert Vandre, who also goes by Jim Vandre, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Marysville, Ohio and NYLIFE SECURITIES LLC located in Marysville, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Vandre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[FARM; OWNER -SOLE PROPRIETORSHIP; non investment related; START DATE 01/2007] [PROPERTY & CASUALTY SALES; 1 HOUR WEEKLY; REFERRAL FOR PERSONAL LINES P & C; INSURANCE BROKER; INVESTMENT RELATED; START DATE 03/07] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 10/2006] [NOTARY PUBLIC; 1 HOUR WEEKLY; NON INVESTMENT RELATED; START DATE 03/07] [Vandre Professional Properties, LLC; I currently own a house in town as my office . There is an apartment upstairs. as of April 2015. I just purchased an office building at 333 S. Main Street, Marysville,OH 43040, as of May 2019. I am upgrading the building to rent out office space.; 17335 Robinson Road, Marysville, OH 43040; Start Date 05/2019; Role/Title: Owner; Investment Related; 8 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Vandre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 333 South Main Street, Marysville, OH 43040RIA
CRD#: 110826
MARYSVILLE, OH
Current
October 30, 2006 - Present
NYLIFE SECURITIES LLC
Office #1: 333 South Main Street, Marysville, OH 43040BD
CRD#: 5167
Marysville, OH
Past
January 31, 2006 - October 19, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MARYSVILLE, OH
Past
June 2, 1994 - October 19, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MARYSVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/20/2010)
RR
Indiana(1/18/2008)
RR
Michigan(3/29/2010)
RR
Mississippi(4/15/2020)
RR
New Jersey(1/22/2021)
RR
Ohio(10/30/2006)
IAR
Ohio(1/25/2007)
RR
South Dakota(1/21/2022)
RR
West Virginia(4/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Marysville, OH 43040TRUST BUT VERIFY
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