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Brian K Baker

Brian K. Baker

STRATEGIC ADVISERS LLC | Market Leader
LAKE MARY, FL
Some features on this profile are disabled
CRD#: 2496287
Brian K Baker

Professional summary

Brian K Baker, who also goes by Brian Keith Baker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Mary, Florida and FIDELITY BROKERAGE SERVICES LLC located in Winter Park, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

Biography

As a Market Leader with Fidelity Investments, my work is rooted in attracting great people who have a passion to serve others. My teams work with our clients to deliver Fidelity's broad array of financial planning resources, and are responsible for all aspects of client satisfaction, retention, and growth. I believe strongly in the importance of a great work environment, and am honored to work at Fidelity Investments where we value hard work, honesty, and integrity.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Keith Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-118722|OrgNmn:Meadowbrook Homeowners Association|Org Addr:Lake Mary,Florida,US|OBA Nature:Community Homeowners Associati|Invst Rel:N|Title:Board of Director -Community Home|Duties:As an HOA Board Member I will vote on community related items within my community.|StrtDt:04-23-25|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian K Baker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Rollins College

Master of Business Administration (MBA) - Business Administration

2010

Palm Beach Atlantic University

Bachelor of Science (BS) - Organization Management

2008

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 900 North Orlando Ave, Winter Park, FL 32789-2924
RIA
CRD#: 104555
LAKE MARY, FL
Current

September 17, 2014 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 North Orlando Ave, Winter Park, FL 32789-2924
BD
CRD#: 7784
WINTER PARK, FL
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
ALTAMONTE SPRINGS, FL
Past

September 29, 2014 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ALTAMONTE SPRINGS, FL
Past

July 14, 2004 - September 22, 2014

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ORLANDO, FL
Past

October 4, 2001 - September 22, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ORLANDO, FL
Past

July 14, 1998 - September 7, 2001

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 27, 1995 - July 16, 1998

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

June 8, 1994 - September 30, 1994

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/17/2014)
IAR
Florida
(3/31/2025)
RR
Georgia
(9/12/2022)
RR
Massachusetts
(9/17/2014)
RR
South Carolina
(9/12/2022)
RR
Texas
(9/17/2014)
IAR
Texas
(3/31/2025)
RR
Utah
(9/17/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/29/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Market LeaderCRD#: 104555Lake Mary, FL

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