Eileen K. Read
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen K Read, who also goes by Eileen Marie Kasprzak, Eileen K Read, Eileen Kasprzak Read, Eileen Marie Read, Eileen K K Read, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1995. Eileen had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2023 - October 3, 2023
ODEON CAPITAL GROUP LLC
August 17, 2021 - January 10, 2023
THE BENCHMARK COMPANY, LLC
September 6, 2017 - August 16, 2021
ODEON CAPITAL GROUP LLC
August 24, 2017 - September 7, 2017
DETWILER FENTON & CO.
June 18, 2015 - June 15, 2017
DETWILER FENTON & CO.
December 3, 2014 - June 19, 2015
BURKE & QUICK PARTNERS LLC
March 23, 2012 - December 2, 2014
NORTHCOAST RESEARCH PARTNERS, LLC
March 23, 2012 - December 2, 2014
AMERICA NORTHCOAST SECURITIES, INC.
June 27, 2011 - July 27, 2011
TICONDEROGA SECURITIES LLC
November 18, 2008 - July 27, 2011
SOLEIL SECURITIES CORPORATION
June 12, 2000 - November 6, 2008
CANACCORD GENUITY SECURITIES LLC
June 1, 1999 - June 12, 2000
JOSEPHTHAL & CO., INC.
January 4, 1996 - May 17, 1999
MORGAN KEEGAN & COMPANY, LLC
June 7, 1995 - January 16, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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