Brent M. Wheeler
Professional summary
Brent Michael Wheeler, who also goes by Brent Wheeler, is a registered financial professional currently at INTEGRITY FUNDS DISTRIBUTOR, LLC located in Minot, North Dakota.
Brent is registered as a RR (Registered Representative) and started their career in finance in 1996. Brent has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brent Michael Wheeler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2009 - Present
INTEGRITY FUNDS DISTRIBUTOR, LLC
Office #1: 1 North Main Street, Minot, ND 58703-3189December 18, 2003 - August 14, 2009
CAPITAL FINANCIAL SERVICES, INC.
June 8, 2000 - December 22, 2000
ARM SECURITIES CORPORATION
February 9, 2000 - December 22, 2000
INTEGRITY FUNDS DISTRIBUTOR, LLC
October 18, 1996 - December 31, 2003
ND CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293Minot, ND 58703-3189TRUST BUT VERIFY
Monitor Brent Wheeler
Get automatic monthly alerts on: