Thomas W. Allgor
Professional summary
Thomas William Allgor JR., who also goes by Thomas William Allgor Jr, Tom Allgor Jr, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas William Allgor JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2014 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932July 30, 2012 - October 2, 2012
ADP BROKER-DEALER, INC.
August 13, 2010 - July 30, 2012
PERSHING LLC
December 8, 1999 - July 28, 2009
BNY MELLON SECURITIES LLC
June 17, 1998 - October 22, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 16, 1996 - August 11, 1997
ADP BROKER-DEALER, INC.
July 18, 1994 - August 18, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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