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Celeste Delaney Gardiner

BOK FINANCIAL SECURITIES
Oklahoma City, OK
·CRD# 2495180·32 years experience

Professional Summary

Celeste Delaney Gardiner, who also goes by Celeste D Bennett, Celeste Delaney Bennett, Delaney Gardiner, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Oklahoma City, Oklahoma. Celeste is registered as a RR (Registered Representative) and started their career in finance in 1994. Celeste has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7, Series 54, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Celeste D Bennett, Celeste Delaney Bennett, Delaney Gardiner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BOK FINANCIAL SECURITIES, INC.·CRD# 17530
RIA
BD
499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102
September 30, 2025 - Present
PERSHING LLC·CRD# 7560
BD
New York, NY
July 31, 2015 - August 7, 2017
BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
New York, NY
April 30, 2008 - May 8, 2023
BNY CAPITAL MARKETS INC.·CRD# 18303
BD
New York, NY
October 17, 2003 - April 30, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 2, 2002 - October 7, 2003
PRAGER & CO., LLC·CRD# 21567
BD
San Francisco, CA
February 16, 2001 - April 19, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 18, 1994 - November 17, 2000

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Current Firm

BF
BOK FINANCIAL SECURITIES, INC.

BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER

CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)
Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

One Williams Center Plaza Southeast, Tulsa, OK 74102

Mailing Address

P.o. Box 2300, Tulsa, OK 74192

Phone Number

(918) 588-6000

Established

Oklahoma since 12/23/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

165

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BOKFA WRAP FEE PROGRAM BROCHURE (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
BOK FINANCIAL CORPORATIONDIRECT BENEFICIAL OWNER—
DODSON, CATHERINE JOANNECFO/FINOP6857597
GANDER, CHRISTOPHER ARDENSVP, DIRECTOR OF OKLAHOMA PUBLIC FINANCE2931550
GARDINER, CELESTE DELANEYSVP, DIRECTOR, INSTITUTIONAL SALES2495180
GRAUER, SCOTT BRADLEYCEO, CHAIRMAN1509326
MAHANEY, MINDY MARGARETBOKFS BOARD MEMBER6403627
MCLAUGHLIN, JOSHUA MICHAELSVP, DIRECTOR OF TEXAS PUBLIC FINANCE2958620
PARRISH, REBECCA ROSESVP, CHIEF COMPLIANCE OFFICER6273251
READ, JONATHAN CLIFFORDSVP, CHIEF OPERATING OFFICER8083229
SHAW, JAMES AUGUSTUSSVP, DIRECTOR OF RETAIL SALES1264136
STEELE, JAMES BRADFORDPRESIDENT6317520
SWANSON, JON CRAIGBOKFS BOARD MEMBER5010899
WENTZ, KEITH FRANCIS MICHAEL IVSVP, DIRECTOR, INSTITUTIONAL TRADING8149018

Regulatory Assets Under Management

Total Number of Accounts

3,330

AUM (Assets Under Management)

$1,058,021,768

Disclosures

Regulatory Event

12

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL SECURITIES, INC.

BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER

CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)
Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/2/2026)
RR
Alaska
(3/2/2026)
RR
Arizona
(10/20/2025)
RR
Arkansas
(3/2/2026)
RR
California
(3/2/2026)
RR
Colorado
(10/7/2025)
RR
Connecticut
(10/8/2025)
RR
Delaware
(3/2/2026)
RR
District of Columbia
(10/7/2025)
RR
Florida
(10/7/2025)
RR
Georgia
(3/2/2026)
RR
Hawaii
(3/2/2026)
RR
Idaho
(10/9/2025)
RR
Illinois
(10/7/2025)
RR
Indiana
(3/2/2026)
RR
Iowa
(3/2/2026)
RR
Kansas
(3/2/2026)
RR
Kentucky
(10/7/2025)
RR
Louisiana
(10/7/2025)
RR
Maine
(3/2/2026)
RR
Maryland
(10/7/2025)
RR
Massachusetts
(3/2/2026)
RR
Michigan
(10/7/2025)
RR
Minnesota
(10/7/2025)
RR
Mississippi
(10/7/2025)
RR
Missouri
(3/2/2026)
RR
Montana
(10/7/2025)
RR
Nebraska
(10/7/2025)
RR
Nevada
(3/2/2026)
RR
New Hampshire
(3/2/2026)
RR
New Jersey
(10/7/2025)
RR
New Mexico
(3/2/2026)
RR
New York
(3/2/2026)
RR
North Carolina
(3/2/2026)
RR
North Dakota
(3/2/2026)
RR
Ohio
(3/3/2026)
RR
Oklahoma
(9/30/2025)
RR
Oregon
(3/2/2026)
RR
Pennsylvania
(3/2/2026)
RR
Rhode Island
(3/2/2026)
RR
South Carolina
(10/7/2025)
RR
South Dakota
(10/7/2025)
RR
Tennessee
(3/2/2026)
RR
Texas
(10/7/2025)
RR
Utah
(3/2/2026)
RR
Vermont
(3/2/2026)
RR
Virginia
(10/8/2025)
RR
Washington
(10/7/2025)
RR
West Virginia
(3/2/2026)
RR
Wisconsin
(3/2/2026)
RR
Wyoming
(3/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2026About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2016About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Jun 2019About the Series 54 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Celeste Delaney Gardiner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CG
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