Geoffrey G. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Gray Roberts, who also goes by Geoff Roberts, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1994. Geoffrey had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2021 - May 8, 2023
ENERGYNET.COM, LLC.
August 22, 2016 - June 17, 2019
BMO CAPITAL MARKETS CORP.
September 26, 1994 - December 31, 1994
RANDALL & DEWEY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENERGYNET.COM, LLC.
CRD#: 102100 / SEC#: , 8-52109
Contact information
FINRA licenses (41 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
