Michael B. Privett

MORTON WEALTH

Calabasas, CA 91301

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CRD#: 2494819

Professional summary

Michael Brian Privett is a registered financial advisor currently at MORTON WEALTH located in Calabasas, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Privett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2021 - Present

MORTON WEALTH

Office #1: 27200 Agoura Rd #200, Calabasas, CA 91301

RIA

CRD#: 141250

Calabasas, CA

Past

November 1, 2012 - December 31, 2020

MANNING WEALTH MANAGEMENT, INC.

RIA

CRD#: 134129

SAN DIEGO, CA

Past

June 8, 2010 - December 31, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SAN DIEGO, CA

Past

June 4, 2010 - December 31, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SAN DIEGO, CA

Past

February 22, 2008 - February 4, 2010

THE GENSLER GROUP

RIA

CRD#: 110543

CORONADO, CA

Past

February 21, 2008 - June 7, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

January 31, 2008 - June 7, 2010

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

January 20, 2006 - February 4, 2008

RETIREMENT CAPITAL GROUP SECURITIES, INC.

CRD#: 126716

SAN DIEGO, CA

Past

July 13, 1994 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 13, 1994 - January 3, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MORTON WEALTH

MCM, INC. | MORTON WEALTH | MORTON CORE SERVICES | MORTON CAPITAL MANAGEMENT, LLC | MORTON CAPITAL MANAGEMENT

CRD#: 141250 / SEC#: 801-67025

RIA

Registered Investment Advisory firm - (7/1/2006 Approved)

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Contact information

Main Address

27200 Agoura Road Suite 200, Calabasas, CA 91301

Mailing Address

Phone number

(818) 222-4727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORTON CAPITAL BROCHURE MAY 2020 (5/15/2025)

Regulatory assets under management

Total Number of Accounts	3,622
AUM (Assets Under Management)	$ 2,956,328,474

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
10/30/2023	Cover Page	Report
06/21/2023	Cover Page	Report
02/14/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael B. Privett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Privett's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANNING WEALTH MANAGEMENT, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

THE GENSLER GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RETIREMENT CAPITAL GROUP SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MORTON WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/1994

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2005

Series 6

Date: 7/12/1994

Current Firm

MORTON WEALTH

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORTON WEALTH

TRUST BUT VERIFY

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