Raymond J. Lou
Professional summary
Raymond Jiachen Lou, who also goes by Jia Chen Lou, Raymond Jia Chen Lou, is a registered financial professional currently at BTIG, LLC located in Burlingame, California.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1994. Raymond has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Jiachen Lou's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2009 - Present
BTIG, LLC
Office #1: 1350 Old Bayshore Highway, Burlingame, CA 94010July 28, 2005 - August 29, 2008
CITIZENS JMP SECURITIES, LLC
February 2, 2004 - July 28, 2005
STONE & YOUNGBERG LLC
November 7, 1997 - April 4, 2000
TD AMERITRADE, INC.
November 21, 1996 - November 7, 1997
KENNEDY, CABOT & CO.
April 25, 1996 - July 12, 1996
NATIONAL CLEARING CORP.
July 10, 1995 - August 18, 1995
IDS LIFE INSURANCE COMPANY
July 10, 1995 - August 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
August 7, 1994 - July 21, 1995
PRUCO SECURITIES, LLC.
July 6, 1994 - July 14, 1994
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2017)
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(9/14/2017)
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(3/27/2009)
(9/14/2017)
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Exams
Series 8
Date: 12/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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