JH
John W. Homer
PORTSIDE WEALTH GROUP
Salt LakeCity, UT 84111
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CRD#: 249429
JH
Professional summary
John William Homer is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Salt Lakecity, Utah and THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OXFORD FINANCIAL GROUP - 7/1/1984 - 455 E 500 S, Suite 305, Salt Lake City, UT 84111 - President & owner of company, Oversee operations of company, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2. INDEPENDENT INSURANCE AGENT - 3/1/1973 - 455 E 500 S, Suite 305, Salt Lake City, UT 84111 - Agent, Fact finding, analysis, recommendation and implementation of life insurance and annuity products, Invt Rel, Insurance business, 25 hrs/mo; 25 hrs/mo (during trading hours). 3) PORTSIDE WEALTH GROUP RIA- 05/2023- PRESENT 3507 N UNIVERSITY SUITE 150, PROVO UT 84604 IAR, Fact finding analysis, recommendation and implementation of advisory investment products, Invt Rel, RA, 50 hrs/mo; 50 hrs/mo (during trading hours). 4) Taylor Acres Homeowner Association. President, non investment related, no comp. 1 hr per month.
CRS (Client Relationship Summary) - RIA
Click below to view John William Homer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 455 E. 500 S. Suite 305, Salt Lakecity, UT 84111RIA
CRD#: 325175
Salt LakeCity, UT
Current
April 26, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
October 27, 2021 - June 23, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Salt Lake City, UT
Past
July 1, 2020 - October 25, 2021
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SALT LAKE CITY, UT
Past
July 1, 2020 - April 26, 2023
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
SALT LAKE CITY, UT
Past
June 12, 2019 - June 30, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
Salt Lake City, UT
Past
June 11, 2019 - June 30, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
Salt Lake City, UT
Past
January 23, 2004 - June 19, 2019
FIRST WESTERN ADVISORS
RIA
CRD#: 13623
MUNICH,
Past
November 22, 1994 - June 19, 2019
FIRST WESTERN ADVISORS
BD
CRD#: 13623
HOLLADAY, UT
Past
November 7, 1994 - November 29, 1994
RICHARDS INVESTMENTS
BD
CRD#: 3176
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(5/30/2023)
RR
Utah(4/26/2023)
IAR
Utah(5/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PORTSIDE WEALTH GROUP, LLC
CRD#: 325175Salt Lakecity, UT 84111TRUST BUT VERIFY
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