Mark Maldonado
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
LAKE MARY, FL
Some features on this profile are disabled
CRD#: 2494010
Professional summary
Mark Maldonado is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Mary, Florida and FIDELITY BROKERAGE SERVICES LLC located in Winter Park, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 31 exams.
Biography
After working with clients for over two decades, I believe that my experience and passion for understanding financial planning can help you in working toward financial success.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Maldonado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Palm Beach Atlantic University
Bachelor of Business Administration - Organizational Management
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 175 East Altamonte Dr Ste 1000, Altamonte Springs, FL 32701Office #3: 900 North Orlando Ave, Winter Park, FL 32789-2924RIA
CRD#: 104555
LAKE MARY, FL
Current
August 14, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 North Orlando Ave, Winter Park, FL 32789-2924BD
CRD#: 7784
WINTER PARK, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALTAMONTE SPRINGS, FL
Past
September 4, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ALTAMONTE SPRINGS, FL
Past
April 14, 2014 - July 16, 2015
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ORLANDO, FL
Past
September 16, 2013 - July 16, 2015
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ORLANDO, FL
Past
April 14, 2011 - October 28, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ORLANDO, FL
Past
October 7, 2004 - October 24, 2005
SAMCO FINANCIAL SERVICES, INC.
BD
CRD#: 30108
PHOENIX, AZ
Past
July 3, 2001 - August 5, 2002
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
December 17, 1999 - June 20, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 16, 1994 - January 5, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2019)
RR
Arizona(10/15/2020)
RR
California(1/7/2019)
RR
Colorado(3/1/2024)
RR
Connecticut(1/7/2019)
RR
Florida(8/14/2015)
IAR
Florida(3/31/2025)
RR
Georgia(8/14/2015)
RR
Illinois(11/5/2021)
RR
Louisiana(8/26/2025)
RR
Maryland(9/21/2020)
RR
Massachusetts(1/30/2019)
RR
Michigan(10/24/2022)
RR
Nevada(4/3/2023)
RR
New Hampshire(10/1/2020)
RR
New Jersey(8/11/2020)
RR
New York(6/5/2020)
RR
North Carolina(7/19/2024)
RR
Ohio(6/7/2021)
RR
Pennsylvania(4/24/2020)
RR
South Carolina(4/27/2020)
RR
Tennessee(5/9/2022)
RR
Texas(4/28/2020)
IAR
Texas(3/31/2025)
RR
Virginia(4/25/2020)
RR
Wisconsin(1/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Lake Mary, FLTRUST BUT VERIFY
Monitor Mark Maldonado
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
