Jeffrey L. Bowman
Professional summary
Jeffrey Lyn Bowman, who also goes by Jeffery Lyn Bowman, Jeffrey L Bowman, Jeffrey Bowman, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lyn Bowman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2022 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601January 28, 2014 - May 6, 2022
FIRST LIBERTIES FINANCIAL
August 26, 2013 - December 31, 2013
KIDRON CAPITAL SECURITIES LLC
September 23, 2011 - October 26, 2012
SEABURY SECURITIES LLC
May 24, 2007 - November 28, 2012
SEACAP SECURITIES LLC
April 24, 2001 - May 5, 2006
KEEFE, BRUYETTE & WOODS, INC.
May 15, 2000 - April 25, 2001
CIBC WORLD MARKETS CORP.
February 29, 1996 - September 20, 1996
CITICORP SECURITIES, INC.
February 28, 1996 - September 20, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2022)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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