Jim E. Scala
Professional summary
Jim Eugene Scala JR, who also goes by Jim Eugene Scala, is a registered financial professional currently at PHX FINANCIAL, INC. located in Beverly Hills, California.
Jim is registered as a RR (Registered Representative) and started their career in finance in 1995. Jim has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jim Eugene Scala JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2014 - Present
PHX FINANCIAL, INC.
August 11, 2010 - October 28, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
June 11, 2008 - July 6, 2010
BROOKSTONE SECURITIES, INC.
March 10, 2008 - April 17, 2008
BROOKSTONE SECURITIES, INC.
February 1, 2008 - March 27, 2008
GUNNALLEN FINANCIAL, INC
July 20, 2007 - February 20, 2008
NATIONAL SECURITIES CORPORATION
January 27, 2006 - August 17, 2007
AMERICA'S CHOICE EQUITIES LLC
April 21, 2005 - February 22, 2006
MILESTONE FINANCIAL SERVICES, INC.
March 29, 2005 - May 31, 2005
MARQUIS FINANCIAL SERVICES, INC.
May 26, 2004 - March 14, 2005
GUNNALLEN FINANCIAL, INC
January 14, 2004 - February 9, 2004
S.W. BACH & COMPANY
January 12, 2001 - August 21, 2003
HARRISON SECURITIES, INC.
November 11, 1998 - March 13, 2001
MORGAN, TAYLOR & ASSOCIATES, INC.
March 24, 1997 - October 22, 1998
NATIONAL SECURITIES CORPORATION
November 26, 1996 - March 24, 1997
TIMECAPITAL SECURITIES CORPORATION
November 1, 1995 - December 4, 1996
KENSINGTON WELLS INCORPORATED
May 23, 1995 - May 26, 1995
STERLING FOSTER & COMPANY, INC.
May 23, 1995 - September 11, 1995
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2020)
(5/21/2024)
(5/28/2021)
(6/26/2024)
(1/12/2015)
(6/3/2015)
(1/14/2015)
(2/2/2015)
(2/5/2015)
(2/28/2017)
(1/15/2015)
(4/12/2021)
(1/5/2023)
(2/21/2019)
(2/24/2022)
(1/20/2015)
(2/6/2015)
(10/29/2014)
(7/8/2015)
(6/20/2023)
(10/18/2022)
(3/6/2015)
(10/29/2014)
(3/20/2017)
(12/11/2014)
(10/29/2014)
(11/14/2016)
(1/13/2015)
(2/3/2015)
(11/17/2014)
(6/22/2015)
(1/20/2015)
(10/25/2019)
(9/26/2022)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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